This Policy applies to:
- National Bank of
- all its subsidiaries offering to
the public in Canada deposit and lending services, credit, debit
and payment cards, trust services, custodial, brokerage,
insurance, assistance and other personal financial services,
including National Bank Financial Inc., National Bank Trust
Inc., National Bank Investments Inc., National Bank Direct
Brokerage and Natcan Trust Company as well as the Private
Banking 1859 division;
- its subsidiaries
established in the EU, including NBC Global Finance Ltd., and EU
branches of its subsidiaries;
- and to the
successors and assigns of the above-named entities.
A list of major Canadian subsidiaries is available at our branches and at nbc.ca. The words “we”, “us” and “our” refer to any of these entities or divisions, as the context requires. The term Bank includes National Bank of Canada and its subsidiaries. Some subsidiaries may be subject to specific legislation. Other policies may apply to customers outside of Canada, depending on the laws applicable in those jurisdictions.
- National Bank of Canada;
- Self-regulatory organizations or SROs include the Investment
Industry Regulatory Organization of Canada and the Mutual Fund
Dealers Association of Canada.
- We are required to cooperate with securities regulators and self-regulatory organizations (SROs) for regulatory purposes, including monitoring trading activities, reviewing sales, financial and trading compliance, conducting regulatory audits, maintaining regulatory databases and enforcing disciplinary procedures. Securities regulators and SROs may, in connection with any of the foregoing activities, disclose information to other securities regulators, regulatory markets, SROs or law enforcement agencies in any domestic or foreign jurisdiction.