*National Bank of Canada Financial Inc. (NBCFI) is registered with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA) – CRD #22698, and a member of the Securities Investor Protection Corporation (SIPC). NBCFI operates pursuant to Section 15a-6 of the Securities Exchange Act of 1934 via agreements with its affiliates National Bank Financial Inc. and National Bank of Canada.
**Authorised and regulated by the Financial Conduct Authority. National Bank Financial Inc. is not authorised by the Prudential Regulatory Authority and the Financial Conduct Authority to accept deposits in the United Kingdom.